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Ãëàâà11. ÍÅÝÌÈÑÑÈÎÍÍÛÅ ÖÅÍÍÛÅ ÁÓÌÀÃÈ .....................539
1. Âåêñåëü ...........................................................................................................539
2. Êîíîñàìåíò ................................................................................................551
3. Ñêëàäñêèå ñâèäåòåëüñòâà .............................................................. 558
4. Çàêëàäíàÿ.....................................................................................................572
Ðåôèíàíñèðîâàíèå êðåäèòîðîâ ÷åðåç ñèñòåìó
êîëëåêòèâíûõ èíâåñòèöèé ....................................................... 586
Ðåôèíàíñèðîâàíèå êðåäèòîðîâ ÷åðåç îïåðàòîðîâ
âòîðè÷íîãî ðûíêà èïîòå÷íûõ êðåäèòîâ ...................... 588
Ãëàâà12. ÏÐÀÂÎÂÎÅ ÐÅÃÓËÈÐÎÂÀÍÈÅ
ÐÛÍÊÀ ÖÅÍÍÛÕ ÁÓÌÀÃ .............................................................591
1. Îáùàÿ õàðàêòåðèñòèêà ïðàâîâîãî
ðåãóëèðîâàíèÿ ðûíêà öåííûõ áóìàã ...............................591
Ïîíÿòèå ðûíêà öåííûõ áóìàã. Åãî çíà÷åíèå ..........................591
Ìåæäóíàðîäíûé ðûíîê öåííûõ áóìàã ......................................597
Ñòðóêòóðà ðûíêà öåííûõ áóìàã. Ôîíäîâàÿ áèðæà .............607
2. Âèäû ïðîôåññèîíàëüíûõ ó÷àñòíèêîâ
ðûíêà öåííûõ áóìàã ........................................................................640
Áðîêåðñêàÿ äåÿòåëüíîñòü .................................................................... 643
Äèëåðñêàÿ äåÿòåëüíîñòü ........................................................................647
Äåÿòåëüíîñòü ïî óïðàâëåíèþ öåííûìè áóìàãàìè..............652
Äåÿòåëüíîñòü ïî îïðåäåëåíèþ âçàèìíûõ
îáÿçàòåëüñòâ (êëèðèíã)
.................................................................659
Äåïîçèòàðíàÿ äåÿòåëüíîñòü ................................................................664
Äåÿòåëüíîñòü ïî âåäåíèþ ðååñòðà âëàäåëüöåâ
öåííûõ áóìàã
.......................................................................................669
Äåÿòåëüíîñòü ïî îðãàíèçàöèè òîðãîâëè
íà ðûíêå öåííûõ áóìàã
.................................................................674
3. Ãîñóäàðñòâåííîå ðåãóëèðîâàíèå ðûíêà
öåííûõ áóìàã. Ôåäåðàëüíàÿ êîìèññèÿ
ïî ðûíêó öåííûõ áóìàã ................................................................ 682
4. Ñàìîðåãóëèðóåìûå îðãàíèçàöèè
ïðîôåññèîíàëüíûõ ó÷àñòíèêîâ
ðûíêà öåííûõ áóìàã ........................................................................694
Ãëàâà11. ÍÅÝÌÈÑÑÈÎÍÍÛÅ ÖÅÍÍÛÅ ÁÓÌÀÃÈ ..................... 539 1. Âåêñåëü ...........................................................................................................539 2. Êîíîñàìåíò ................................................................................................551 3. Ñêëàäñêèå ñâèäåòåëüñòâà .............................................................. 558 4. Çàêëàäíàÿ ..................................................................................................... 572 Ðåôèíàíñèðîâàíèå êðåäèòîðîâ ÷åðåç ñèñòåìó êîëëåêòèâíûõ èíâåñòèöèé ....................................................... 586 Ðåôèíàíñèðîâàíèå êðåäèòîðîâ ÷åðåç îïåðàòîðîâ âòîðè÷íîãî ðûíêà èïîòå÷íûõ êðåäèòîâ ...................... 588 Ãëàâà12. ÏÐÀÂÎÂÎÅ ÐÅÃÓËÈÐÎÂÀÍÈÅ ÐÛÍÊÀ ÖÅÍÍÛÕ ÁÓÌÀà .............................................................591 1. Îáùàÿ õàðàêòåðèñòèêà ïðàâîâîãî ðåãóëèðîâàíèÿ ðûíêà öåííûõ áóìàã ...............................591 Ïîíÿòèå ðûíêà öåííûõ áóìàã. Åãî çíà÷åíèå ..........................591 Ìåæäóíàðîäíûé ðûíîê öåííûõ áóìàã ...................................... 597 Ñòðóêòóðà ðûíêà öåííûõ áóìàã. Ôîíäîâàÿ áèðæà ............. 607 2. Âèäû ïðîôåññèîíàëüíûõ ó÷àñòíèêîâ ðûíêà öåííûõ áóìàã ........................................................................ 640 Áðîêåðñêàÿ äåÿòåëüíîñòü .................................................................... 643 Äèëåðñêàÿ äåÿòåëüíîñòü ........................................................................647 Äåÿòåëüíîñòü ïî óïðàâëåíèþ öåííûìè áóìàãàìè .............. 652 Äåÿòåëüíîñòü ïî îïðåäåëåíèþ âçàèìíûõ îáÿçàòåëüñòâ (êëèðèíã) ................................................................. 659 Äåïîçèòàðíàÿ äåÿòåëüíîñòü ................................................................ 664 Äåÿòåëüíîñòü ïî âåäåíèþ ðååñòðà âëàäåëüöåâ öåííûõ áóìàã ....................................................................................... 669 Äåÿòåëüíîñòü ïî îðãàíèçàöèè òîðãîâëè íà ðûíêå öåííûõ áóìàã .................................................................674 3. Ãîñóäàðñòâåííîå ðåãóëèðîâàíèå ðûíêà öåííûõ áóìàã. Ôåäåðàëüíàÿ êîìèññèÿ ïî ðûíêó öåííûõ áóìàã ................................................................ 682 4. Ñàìîðåãóëèðóåìûå îðãàíèçàöèè ïðîôåññèîíàëüíûõ ó÷àñòíèêîâ ðûíêà öåííûõ áóìàã ........................................................................694 ÌÑ