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ÑÎÄÅÐÆÀÍÈÅ
Ãëàâà 1. Îáùèå ïîëîæåíèÿ î ðûíêå öåííûõ
áóìàã ................................................................................. 3
1. Ïîíÿòèå ðûíêà öåííûõ áóìàã, åãî çíà÷åíèå ......... 3
2. Ìåæäóíàðîäíûé ðûíîê öåííûõ áóìàã......................... 9
3. Ñòðóêòóðà ðûíêà öåííûõ áóìàã.
Ôîíäîâàÿ áèðæà .....................................................................................19
Ãëàâà 2. Âèäû ïðîôåññèîíàëüíûõ ó÷àñòíèêîâ
ðûíêà öåííûõ áóìàã .............................................. 53
Áðîêåðñêàÿ äåÿòåëüíîñòü ..............................................................55
Äèëåðñêàÿ äåÿòåëüíîñòü .................................................................59
Äåÿòåëüíîñòü ïî óïðàâëåíèþ öåííûìè
áóìàãàìè.........................................................................................................65
Äåÿòåëüíîñòü ïî îïðåäåëåíèþ âçàèìíûõ
îáÿçàòåëüñòâ (êëèðèíã) ...................................................................72
Äåïîçèòàðíàÿ äåÿòåëüíîñòü .......................................................76
Äåÿòåëüíîñòü ïî âåäåíèþ ðååñòðà âëàäåëüöåâ
öåííûõ áóìàã .............................................................................................81
Äåÿòåëüíîñòü ïî îðãàíèçàöèè òîðãîâëè
íà ðûíêå öåííûõ áóìàã...................................................................87
Ãëàâà 3. Ãîñóäàðñòâåííîå ðåãóëèðîâàíèå ðûíêà
öåííûõ áóìàã. Ôåäåðàëüíàÿ êîìèññèÿ
ïî ðûíêó öåííûõ áóìàã ........................................ 96
Ãëàâà 4. Ñàìîðåãóëèðóåìûå îðãàíèçàöèè
ïðîôåññèîíàëüíûõ ó÷àñòíèêîâ ðûíêà
öåííûõ áóìàã ...........................................................109
ÑÎÄÅÐÆÀÍÈÅ Ãëàâà 1. Îáùèå ïîëîæåíèÿ î ðûíêå öåííûõ áóìàã ................................................................................. 3 1. Ïîíÿòèå ðûíêà öåííûõ áóìàã, åãî çíà÷åíèå ......... 3 2. Ìåæäóíàðîäíûé ðûíîê öåííûõ áóìàã ......................... 9 3. Ñòðóêòóðà ðûíêà öåííûõ áóìàã. Ôîíäîâàÿ áèðæà .....................................................................................19 Ãëàâà 2. Âèäû ïðîôåññèîíàëüíûõ ó÷àñòíèêîâ ðûíêà öåííûõ áóìàã .............................................. 53 Áðîêåðñêàÿ äåÿòåëüíîñòü ..............................................................55 Äèëåðñêàÿ äåÿòåëüíîñòü ................................................................. 59 Äåÿòåëüíîñòü ïî óïðàâëåíèþ öåííûìè áóìàãàìè ......................................................................................................... 65 Äåÿòåëüíîñòü ïî îïðåäåëåíèþ âçàèìíûõ îáÿçàòåëüñòâ (êëèðèíã) ................................................................... 72 Äåïîçèòàðíàÿ äåÿòåëüíîñòü ....................................................... 76 Äåÿòåëüíîñòü ïî âåäåíèþ ðååñòðà âëàäåëüöåâ öåííûõ áóìàã ............................................................................................. 81 Äåÿòåëüíîñòü ïî îðãàíèçàöèè òîðãîâëè íà ðûíêå öåííûõ áóìàã ................................................................... 87 Ãëàâà 3. Ãîñóäàðñòâåííîå ðåãóëèðîâàíèå ðûíêà öåííûõ áóìàã. Ôåäåðàëüíàÿ êîìèññèÿ ïî ðûíêó öåííûõ áóìàã ........................................ 96 Ãëàâà 4. Ñàìîðåãóëèðóåìûå îðãàíèçàöèè ïðîôåññèîíàëüíûõ ó÷àñòíèêîâ ðûíêà öåííûõ áóìàã ...........................................................109