Правовое регулирование рынка ценных бумаг. Редреева Т.О - 118 стр.

UptoLike

ÑÎÄÅÐÆÀÍÈÅ
Ãëàâà 1. Îáùèå ïîëîæåíèÿ î ðûíêå öåííûõ
áóìàã ................................................................................. 3
1. Ïîíÿòèå ðûíêà öåííûõ áóìàã, åãî çíà÷åíèå ......... 3
2. Ìåæäóíàðîäíûé ðûíîê öåííûõ áóìàã......................... 9
3. Ñòðóêòóðà ðûíêà öåííûõ áóìàã.
Ôîíäîâàÿ áèðæà .....................................................................................19
Ãëàâà 2. Âèäû ïðîôåññèîíàëüíûõ ó÷àñòíèêîâ
ðûíêà öåííûõ áóìàã .............................................. 53
Áðîêåðñêàÿ äåÿòåëüíîñòü ..............................................................55
Äèëåðñêàÿ äåÿòåëüíîñòü .................................................................59
Äåÿòåëüíîñòü ïî óïðàâëåíèþ öåííûìè
áóìàãàìè.........................................................................................................65
Äåÿòåëüíîñòü ïî îïðåäåëåíèþ âçàèìíûõ
îáÿçàòåëüñòâ (êëèðèíã) ...................................................................72
Äåïîçèòàðíàÿ äåÿòåëüíîñòü .......................................................76
Äåÿòåëüíîñòü ïî âåäåíèþ ðååñòðà âëàäåëüöåâ
öåííûõ áóìàã .............................................................................................81
Äåÿòåëüíîñòü ïî îðãàíèçàöèè òîðãîâëè
íà ðûíêå öåííûõ áóìàã...................................................................87
Ãëàâà 3. Ãîñóäàðñòâåííîå ðåãóëèðîâàíèå ðûíêà
öåííûõ áóìàã. Ôåäåðàëüíàÿ êîìèññèÿ
ïî ðûíêó öåííûõ áóìàã ........................................ 96
Ãëàâà 4. Ñàìîðåãóëèðóåìûå îðãàíèçàöèè
ïðîôåññèîíàëüíûõ ó÷àñòíèêîâ ðûíêà
öåííûõ áóìàã ...........................................................109
                                    ÑÎÄÅÐÆÀÍÈÅ

Ãëàâà 1. Îáùèå ïîëîæåíèÿ î ðûíêå öåííûõ
         áóìàã ................................................................................. 3
             1. Ïîíÿòèå ðûíêà öåííûõ áóìàã, åãî çíà÷åíèå ......... 3
             2. Ìåæäóíàðîäíûé ðûíîê öåííûõ áóìàã ......................... 9
             3. Ñòðóêòóðà ðûíêà öåííûõ áóìàã.
             Ôîíäîâàÿ áèðæà .....................................................................................19
Ãëàâà 2. Âèäû ïðîôåññèîíàëüíûõ ó÷àñòíèêîâ
         ðûíêà öåííûõ áóìàã .............................................. 53
             Áðîêåðñêàÿ äåÿòåëüíîñòü ..............................................................55
             Äèëåðñêàÿ äåÿòåëüíîñòü ................................................................. 59
             Äåÿòåëüíîñòü ïî óïðàâëåíèþ öåííûìè
             áóìàãàìè ......................................................................................................... 65
             Äåÿòåëüíîñòü ïî îïðåäåëåíèþ âçàèìíûõ
             îáÿçàòåëüñòâ (êëèðèíã) ................................................................... 72
             Äåïîçèòàðíàÿ äåÿòåëüíîñòü ....................................................... 76
             Äåÿòåëüíîñòü ïî âåäåíèþ ðååñòðà âëàäåëüöåâ
             öåííûõ áóìàã ............................................................................................. 81
             Äåÿòåëüíîñòü ïî îðãàíèçàöèè òîðãîâëè
             íà ðûíêå öåííûõ áóìàã ................................................................... 87
Ãëàâà 3. Ãîñóäàðñòâåííîå ðåãóëèðîâàíèå ðûíêà
         öåííûõ áóìàã. Ôåäåðàëüíàÿ êîìèññèÿ
         ïî ðûíêó öåííûõ áóìàã ........................................ 96
Ãëàâà 4. Ñàìîðåãóëèðóåìûå îðãàíèçàöèè
         ïðîôåññèîíàëüíûõ ó÷àñòíèêîâ ðûíêà
         öåííûõ áóìàã ...........................................................109