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ÑÎÄÅÐÆÀÍÈÅ
Ãëàâà 1. Îáùèå ïîëîæåíèÿ î ðûíêå öåííûõ
áóìàã ................................................................................. 3
1. Ïîíÿòèå ðûíêà öåííûõ áóìàã, åãî çíà÷åíèå ......... 3
2. Ìåæäóíàðîäíûé ðûíîê öåííûõ áóìàã......................... 9
3. Ñòðóêòóðà ðûíêà öåííûõ áóìàã.
Ôîíäîâàÿ áèðæà .....................................................................................19
Ãëàâà 2. Âèäû ïðîôåññèîíàëüíûõ ó÷àñòíèêîâ
ðûíêà öåííûõ áóìàã .............................................. 53
Áðîêåðñêàÿ äåÿòåëüíîñòü ..............................................................55
Äèëåðñêàÿ äåÿòåëüíîñòü .................................................................59
Äåÿòåëüíîñòü ïî óïðàâëåíèþ öåííûìè
áóìàãàìè.........................................................................................................65
Äåÿòåëüíîñòü ïî îïðåäåëåíèþ âçàèìíûõ
îáÿçàòåëüñòâ (êëèðèíã) ...................................................................72
Äåïîçèòàðíàÿ äåÿòåëüíîñòü .......................................................76
Äåÿòåëüíîñòü ïî âåäåíèþ ðååñòðà âëàäåëüöåâ
öåííûõ áóìàã .............................................................................................81
Äåÿòåëüíîñòü ïî îðãàíèçàöèè òîðãîâëè
íà ðûíêå öåííûõ áóìàã...................................................................87
Ãëàâà 3. Ãîñóäàðñòâåííîå ðåãóëèðîâàíèå ðûíêà
öåííûõ áóìàã. Ôåäåðàëüíàÿ êîìèññèÿ
ïî ðûíêó öåííûõ áóìàã ........................................ 96
Ãëàâà 4. Ñàìîðåãóëèðóåìûå îðãàíèçàöèè
ïðîôåññèîíàëüíûõ ó÷àñòíèêîâ ðûíêà
öåííûõ áóìàã ...........................................................109
ÑÎÄÅÐÆÀÍÈÅ
Ãëàâà 1. Îáùèå ïîëîæåíèÿ î ðûíêå öåííûõ
áóìàã ................................................................................. 3
1. Ïîíÿòèå ðûíêà öåííûõ áóìàã, åãî çíà÷åíèå ......... 3
2. Ìåæäóíàðîäíûé ðûíîê öåííûõ áóìàã ......................... 9
3. Ñòðóêòóðà ðûíêà öåííûõ áóìàã.
Ôîíäîâàÿ áèðæà .....................................................................................19
Ãëàâà 2. Âèäû ïðîôåññèîíàëüíûõ ó÷àñòíèêîâ
ðûíêà öåííûõ áóìàã .............................................. 53
Áðîêåðñêàÿ äåÿòåëüíîñòü ..............................................................55
Äèëåðñêàÿ äåÿòåëüíîñòü ................................................................. 59
Äåÿòåëüíîñòü ïî óïðàâëåíèþ öåííûìè
áóìàãàìè ......................................................................................................... 65
Äåÿòåëüíîñòü ïî îïðåäåëåíèþ âçàèìíûõ
îáÿçàòåëüñòâ (êëèðèíã) ................................................................... 72
Äåïîçèòàðíàÿ äåÿòåëüíîñòü ....................................................... 76
Äåÿòåëüíîñòü ïî âåäåíèþ ðååñòðà âëàäåëüöåâ
öåííûõ áóìàã ............................................................................................. 81
Äåÿòåëüíîñòü ïî îðãàíèçàöèè òîðãîâëè
íà ðûíêå öåííûõ áóìàã ................................................................... 87
Ãëàâà 3. Ãîñóäàðñòâåííîå ðåãóëèðîâàíèå ðûíêà
öåííûõ áóìàã. Ôåäåðàëüíàÿ êîìèññèÿ
ïî ðûíêó öåííûõ áóìàã ........................................ 96
Ãëàâà 4. Ñàìîðåãóëèðóåìûå îðãàíèçàöèè
ïðîôåññèîíàëüíûõ ó÷àñòíèêîâ ðûíêà
öåííûõ áóìàã ...........................................................109
